Resultados da pesquisa - nature of (customers OR customer) and brokers

Investment analysis and portfolio management Por Ranganatham, M.

Sumário: “...Legislation Governing SEBI Functions Primary Market Regulation Issue of Shares Pricing by Companies Issuing Securities Promoters' Contribution Other Issue Requirements Pre-issue Obligations Contents of the Prospectus Post-issue Obligations Regulation on Employee Stock Option Scheme (ESOS)/Employee Stock Purchase Scheme (ESPS) Issue of Sweat Equity by a Listed Company Secondary Market Regulations Insider Trading Buyback of Shares Buyback through Tender Offer/Buyback of Odd Lot Specified Securities Buyback from Open Market Buyback through Stock Exchange Buyback through Book Building Substantial Acquisition of Shares or Voting Rights or Control in a Listed Company Bail out Takeovers Regulation for Mutual Funds Regulations on Derivatives Trading Summary Concepts Short Questions Essay Questions Appendix Case Study Chapter 4: Services of Intermediaries Brokers Sub-broker Dealing/Trading Member of a Derivative Segment Investment Management Company Fund Managers Merchant Bankers Issue Managements Advisory Services Financial Services Market Operations Credit Rating Agencies Investment Banks Regulatory Bodies Auditing Bodies Stock Depositories Technology Providers/Internet Providers Bandwidth Optimisation Scalability and Robustness of the Trading System Intergration with Third Party Systems Broadband Narrowband Electronic Communications Networks e-Customer Relationship Managements Summary Concepts Short Questions Essay Questions Appendix Chapter 5: Investment Opportunities Investment Avenues Corporate Securities Equity Shares Rights Issue of Equity Preference Shares Debentures and Bonds Depsitory Receipts (GDRs/ADRs) Warrants Derivatives Deposits. ...”