Image from Coce
Image from OpenLibrary

The regulation of insurance brokers and intermediaries / Heather Thomas

By: Material type: TextTextPublication details: London : Butterworths, c2004.Description: xxiii, 503 p. : ill. ; 24 cmISBN:
  • 9781405700092
Subject(s): DDC classification:
  • 368.0092 THO
Contents:
1. Outline of the FSA regime and the Insurance Mediation Directive; 2. How the statutory regime relates to the common law of agency; 3. What is regulated; 4. The options for status (authorised intermediary, appointed representative, introducer); 5. The sales process, promotional material and product disclosure; 6. Cancellation rights; 7. Claims handling; 8. Management of client money; 9. Monitoring and compliance; 10. Training and competence; 11. The contents of agency agreements, i. e. between the insurer and the distributor/retailer; 12. Specialist sections on packaged products, reinsurance and the Lloyd's/London market.
Summary: Aimed at those who must vary their Financial Services Authority (FSA) permissions and those who are regulated by the FSA as a result of the Insurance Mediation Directive. This book provides a practical source of knowledge and reference on key points of the regulations.
Tags from this library: No tags from this library for this title.
Star ratings
    Average rating: 0.0 (0 votes)
Holdings
Item type Current library Home library Call number Copy number Status Date due Barcode Item holds
Book Mzumbe University Main Campus Library Mzumbe University Main Campus Library 368.0092 THO (Browse shelf(Opens below)) 1 Available 0062486
Total holds: 0

Includes index.


1. Outline of the FSA regime and the Insurance Mediation Directive; 2. How the statutory regime relates to the common law of agency; 3. What is regulated; 4. The options for status (authorised intermediary, appointed representative, introducer); 5. The sales process, promotional material and product disclosure; 6. Cancellation rights; 7. Claims handling; 8. Management of client money; 9. Monitoring and compliance; 10. Training and competence; 11. The contents of agency agreements, i. e. between the insurer and the distributor/retailer; 12. Specialist sections on packaged products, reinsurance and the Lloyd's/London market.

Aimed at those who must vary their Financial Services Authority (FSA) permissions and those who are regulated by the FSA as a result of the Insurance Mediation Directive. This book provides a practical source of knowledge and reference on key points of the regulations.

eng.

There are no comments on this title.

to post a comment.

Mzumbe University Library
©2022